Broker retailing corporate equity securities over-the-counter transactions
Non-exchange member effecting transactions in listed securities through exchange member
Best Efforts Underwriter or Selling Group Participant
U.S. government securities broker
Mutual fund retailer on a fully disclosed or subscription basis
Private placement of securities
Broker retailing corporate debt securities
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The independent funds that participate in Hedge Fund Marketplace allow Eligible investors to invest a minimum of $25,000 USD in a Fund. Note that some Funds require larger investments.
The term option refers to a financial instrument that is based on the value of underlying securities such as stocks. An options contract offers the buyer the opportunity to buy or sell—depending on the type of contract they hold—the underlying asset.