Open Velox Account

Please select the account type 请选择账户类型 *

Name 姓名 *

First

Last

Social Security Number 社会安全号

Address 地址 *

Address Line 1

Address Line 2

City

State / Province / Region

Postal Code

Country

Date of Birth 生日 *

Marital Status 婚姻状况 *

Married
Single

Phone 电话 *

Email 邮箱 *

Employer Name 雇主名称

Employer Phone 雇主电话

Employer Address 雇主地址

Address Line 1

Address Line 2

City

State / Province / Region

Postal Code

Country

Position / Role 职位/角色

Business Type 业务类型

Years of Work Experience 多年工作经验

Citizen Status 公民身份 *

U.S. Citizen
Permanent Resident
Non-US Citizen

Type of Visa 签证类型 *

Are you (or a member of your household) a director, 10% shareholder or policy making officer of a publicly traded company? 您（或您的家庭成员）是一家上市公司的董事、持股 10% 的股东或决策官员吗？ *

Yes
No

Please specify the company, address, city and state. 请注明公司、地址、城市和州。 *

Are you (or a member of your household) employed or licensed by a member of a stock exchange or the NASD, or registered as an investment advisor? 您（或您的家庭成员）是否受雇于证券交易所或 NASD 的成员或获得许可，或注册为投资顾问？ *

Yes
No

If yes, we must receive a compliance letter along with your application.

Annual Income ($) 年收入（美元） *

Spouse's Annual Income ($) 配偶的年收入（美元） *

Liquid Assets ($) 流动资产（美元） *

Net Worth ($) 净资产（美元） *

Tax Rate 税率

Number of Dependents 家属人数 *

What is your investment horizon? (in years) 您的投资范围是什么？（多年）

Investment Objective 投资标的 *

Income
Growth
Aggressive Growth

Risk Tolerance 风险承受能力 *

Low
Medium
High

GPS Customer Relationship Summary *

I have read and agree to GPS Customer Relationship Summary.

GPS Business Continuity Plan Customer Disclosure Statement *

I have read and agree to GPS Business Continuity Plan Customer Disclosure Statement.

GPS Privacy Policy *

I have read and agree to GPS Privacy Policy.

GPS Regulation Best Interest Disclosure *

I have read and agree to GPS Regulation Best Interest Disclosure.

GPS Disclosure of Risks of Margin Trading *

I have read and agree to GPS Disclosure of Risks of Margin Trading.

GPS Client Agreement *

I have read and agree to GPS Client Agreement.

GPS OCC Risk Disclosure *

I have read and agree to GPS OCC Risk Disclosure Statement and Acknowledgements.

GPS Low-Prices Securities Disclosure *

I have read and agree to GPS Low-Prices Securities Disclosure.

Please upload Proof of Identity and Date of Birth 请上传身份证明和出生日期 *

Click or drag files to this area to upload. You can upload up to 5 files.

Acceptable Documents (only one document is needed): Passport, Driver's License, or Alien Identification (Green) Card. Accepted File Types: .pdf, .png, .jpg.

Please upload Proof of Address 请上传地址证明 *

Click or drag files to this area to upload. You can upload up to 5 files.

Acceptable Documents (only one document is needed): Bank Statement, Government Issue Document or Letter, Evidence of Property, or Utility Bill. Accepted File Types: .pdf, .png, .jpg.

Print Name 正楷姓名 *

Signature 签名 *

Name (Applicant #1) 姓名（申请人#1） *

First

Last

Name (Applicant #2) 姓名（申请人#2） *

First

Last

Social Security Number (Applicant #1) 社会安全号码（申请人 #1）

Social Security Number (Applicant #2) 社会安全号码（申请人 #1）

Address (Applicant #1) 地址（申请人#1） *

Address Line 1

Address Line 2

City

State / Province / Region

Postal Code

Country

Address (Applicant #2) 地址（申请人#2） *

Address Line 1

Address Line 2

City

State / Province / Region

Postal Code

Country

Date of Birth (Applicant #1) 出生日期（申请人 #1） *

Date of Birth (Applicant #2) 出生日期（申请人 #2 *

Marital Status (Applicant #1) 婚姻状况（申请人 #1） *

Married
Single

Marital Status (Applicant #2) 婚姻状况（申请人 #2） *

Married
Single

Phone (Applicant #1) 电话（申请人#1） *

Phone (Applicant #2) 电话（申请人#2） *

Email (Applicant #1) 电子邮件（申请人#1） *

Email (Applicant #2) 电子邮件（申请人 #2） *

Employer Name (Applicant #1) 雇主名称（申请人#1）

Employer Name (Applicant #2) 雇主名称（申请人 #2）

Employer Phone (Applicant #1) 雇主电话（申请人#1）

Employer Phone (Applicant #2) 雇主电话（申请人#2）

Employer Address (Applicant #1) 雇主地址（申请人#1）

Address Line 1

Address Line 2

City

State / Province / Region

Postal Code

Country

Employer Address (Applicant #2) 雇主地址（申请人#2）

Address Line 1

Address Line 2

City

State / Province / Region

Postal Code

Country

Position / Role (Applicant #1) 职位/角色（申请人#1）

Position / Role (Applicant #2) 职位/角色（申请人 #2）

Business Type (Applicant #1) 业务类型（申请人 #1）

Business Type (Applicant #2) 业务类型（申请人 #2）

Years of Work Experience (Applicant #1) 多年工作经验（申请人#1）

Years of Work Experience (Applicant #2) 多年工作经验（申请人#2）

公民身份（申请人#1） *

U.S. Citizen
Permanent Resident
Non-US Citizen

Type of Visa (Applicant #1) 签证类型（申请人#1） *

Citizen Status (Applicant #2) 公民身份（申请人 #2） *

U.S. Citizen
Permanent Resident
Non-US Citizen

Type of Visa (Applicant #2) 签证类型（申请人#2） *

Are you (or a member of your household) a director, 10% shareholder or policy making officer of a publicly traded company? (Applicant #1) 您（或您的家庭成员）是一家上市公司的董事、持股 10% 的股东或决策官员吗？（申请人#1） *

Yes
No

Please specify the company, address, city and state. (Applicant #1) 请注明公司、地址、城市和州。（申请人#1） *

Are you (or a member of your household) a director, 10% shareholder or policy making officer of a publicly traded company? (Applicant #2) 您（或您的家庭成员）是一家上市公司的董事、持股 10% 的股东或决策官员吗？（申请人 #2） *

Yes
No

Please specify the company, address, city and state. (Applicant #2) 请注明公司、地址、城市和州。（申请人 #2） *

Are you (or a member of your household) employed or licensed by a member of a stock exchange or the NASD, or registered as an investment advisor? (Applicant #1) 您（或您的家庭成员）是否受雇于证券交易所或 NASD 的成员或获得许可，或注册为投资顾问？（申请人#1） *

Yes
No

If yes, we must receive a compliance letter along with your application.

Are you (or a member of your household) employed or licensed by a member of a stock exchange or the NASD, or registered as an investment advisor? (Applicant #2) 您（或您的家庭成员）是否受雇于证券交易所或 NASD 的成员或获得许可，或注册为投资顾问？（申请人 #2） *

Yes
No

If yes, we must receive a compliance letter along with your application.

Annual Income ($) (Applicant #1) 年收入（$）（申请人 #1） *

Annual Income ($) (Applicant #2) 年收入（$）（申请人 #2） *

Spouse's Annual Income ($) (Applicant #1) 配偶的年收入（$）（申请人 #1） *

Spouse's Annual Income ($) (Applicant #2) 配偶的年收入（$）（申请人 #2） *

Liquid Assets ($) (Applicant #1) 流动资产 ($)（申请人 #1） *

Liquid Assets ($) (Applicant #2) 流动资产 ($)（申请人 #2） *

Net Worth ($) (Applicant #1) 净资产（$）（申请人#1） *

Net Worth ($) (Applicant #2) 净资产（$）（申请人 #2） *

Tax Rate (Applicant #1) 税率（申请人#1）

Tax Rate (Applicant #2) 税率（申请人 #2

Number of Dependents (Applicant #1) 家属人数（申请人#1） *

Number of Dependents (Applicant #2) 受抚养人人数（申请人 #2） *

What is your investment horizon? (in years) (Applicant #1) 您的投资范围是什么？（以年为单位）（申请人 #1）

What is your investment horizon? (in years) (Applicant #2) 您的投资范围是什么？（年）（申请人 #2）

Investment Objective (Applicant #1) 投资目标（申请人#1） *

Income
Growth
Aggressive Growth

Investment Objective (Applicant #2) 投资目标（申请人#2） *

Income
Growth
Aggressive Growth

Risk Tolerance (Applicant #1) 风险承受能力（申请人 #1 *

Low
Medium
High

Risk Tolerance (Applicant #2) 风险承受能力（申请人 #2) *

Low
Medium
High

GPS Customer Relationship Summary (copy) *

We have read and agree to GPS Customer Relationship Summary.

GPS Business Continuity Plan Customer Disclosure Statement (copy) *

We have read and agree to GPS Business Continuity Plan Customer Disclosure Statement.

GPS Privacy Policy (copy) *

We have read and agree to GPS Privacy Policy.

GPS Regulation Best Interest Disclosure (copy) *

We have read and agree to GPS Regulation Best Interest Disclosure.

GPS Disclosure of Risks of Margin Trading (copy) *

We have read and agree to GPS Disclosure of Risks of Margin Trading.

GPS Client Agreement (copy) *

We have read and agree to GPS Client Agreement.

GPS OCC Risk Disclosure (copy) *

We have read and agree to GPS OCC Risk Disclosure Statement and Acknowledgements.

GPS Low-Prices Securities Disclosure *

We have read and agree to GPS Low-Prices Securities Disclosure.

Please upload Proof of Identity and Date of Birth (Applicant #1) 请上传身份证明和出生日期（申请人#1） *

Click or drag files to this area to upload. You can upload up to 5 files.

Acceptable Documents (only one document is needed): Passport, Driver's License, or Alien Identification (Green) Card. Accepted File Types: .pdf, .png, .jpg.

Please upload Proof of Identity and Date of Birth (Applicant #2) 请上传身份证明和出生日期（申请人 #2） *

Click or drag files to this area to upload. You can upload up to 5 files.

Acceptable Documents (only one document is needed): Passport, Driver's License, or Alien Identification (Green) Card. Accepted File Types: .pdf, .png, .jpg.

Please upload Proof of Address (Applicant #1) 请上传地址证明（申请人#1） *

Click or drag files to this area to upload. You can upload up to 5 files.

Acceptable Documents (only one document is needed): Bank Statement, Government Issue Document or Letter, Evidence of Property, or Utility Bill. Accepted File Types: .pdf, .png, .jpg.

Please upload Proof of Address (Applicant #2) 请上传地址证明（申请人#2） *

Click or drag files to this area to upload. You can upload up to 5 files.

Acceptable Documents (only one document is needed): Bank Statement, Government Issue Document or Letter, Evidence of Property, or Utility Bill. Accepted File Types: .pdf, .png, .jpg.

Print Name (Applicant #1) 正楷姓名（申请人 #1） *

Print Name (Applicant #2) 正楷姓名（申请人 #2） *

Signature (Applicant #1) 签名（申请人#1） *

Signature (Applicant #2) 签名（申请人 #2) *

Business Name 公司名称 *

Primary Contact Person Name 主要联系人姓名 *

First

Last

Social Security Number of Primary Contact Person 主要联系人的社会安全号码

Address of Primary Contact Person 主要联系人地址 *

Address Line 1

Address Line 2

City

State / Province / Region

Postal Code

Country

Date of Birth of Primary Contact Person 主要联系地址 *

Marital Status of Primary Contact Person 主要联系人的婚姻状况 *

Married
Single

Phone of Primary Contact Person 主要联系人电话 *

Email 电子邮件 *

Business Phone 商务电话 *

Business 公司地址 *

Address Line 1

Address Line 2

City

State / Province / Region

Postal Code

Country

Position / Role of Primary Contact Person 主要联系人的职位/角色

Business Type 业务类型

Years of Work Experience of Primary Contact Person

Citizen Status of Primary Contact Person 主要联系人的公民身份 *

U.S. Citizen
Permanent Resident
Non-US Citizen

Type of Visa 签证类型 *

Are you (or a member of your household) a director, 10% shareholder or policy making officer of a publicly traded company? 您（或您的家庭成员）是一家上市公司的董事、持股 10% 的股东或决策官员吗？ *

Yes
No

Please specify the company, address, city and state. 请注明公司、地址、城市和州 *

Are you (or a member of your household) employed or licensed by a member of a stock exchange or the NASD, or registered as an investment advisor? 您（或您的家庭成员）是否受雇于证券交易所或 NASD 的成员或获得许可，或注册为投资顾问？ *

Yes
No

If yes, we must receive a compliance letter along with your application.

Annual Income ($) 年收入（美元） *

Liquid Assets ($) 流动资产（美元） *

Net Worth ($) 净资产（美元） *

Tax Rate 税率

Number of Dependents 家属人数 *

What is your investment horizon? (in years）您的投资范围是什么？（多年）

Investment Objective 投资目标 *

Income
Growth
Aggressive Growth

Risk Tolerance 风险承受能力 *

Low
Medium
High

GPS Customer Relationship Summary *

I have read and agree to GPS Customer Relationship Summary.

GPS Business Continuity Plan Customer Disclosure Statement *

I have read and agree to GPS Business Continuity Plan Customer Disclosure Statement.

GPS Privacy Policy *

I have read and agree to GPS Privacy Policy.

GPS Disclosure of Risks of Margin Trading *

I have read and agree to GPS Disclosure of Risks of Margin Trading.

GPS Client Agreement *

I have read and agree to GPS Client Agreement.

GPS Certificate and Resolution *

I have read and agree to GPS Certificate and Resolution to Open Account.

GPS OCC Risk Disclosure *

I have read and agree to GPS OCC Risk Disclosure Statement and Acknowledgements.

GPS Low-Prices Securities Disclosure *

I have read and agree to GPS Low-Prices Securities Disclosure.

Please upload Photo ID of Primary Contact Person 请上传主要联系人的照片 ID *

Click or drag files to this area to upload. You can upload up to 5 files.

Acceptable Documents (only one document is needed): Passport, Driver's License, or Alien Identification (Green) Card. Accepted File Types: .pdf, .png, .jpg.

Please upload Proof of Address of Primary Contact Person 请上传主要联系人的地址证明 *

Click or drag files to this area to upload. You can upload up to 5 files.

Acceptable Documents (only one document is needed): Bank Statement, Government Issue Document or Letter, Evidence of Property, or Utility Bill. Accepted File Types: .pdf, .png, .jpg.

Please upload Bank Statement of Company 请上传公司银行对账单 *

Click or drag a file to this area to upload.

Accepted File Types: .pdf, .png, .jpg.

Please upload Board Resolution of Authorized Signatory 请上传授权签署人的董事会决议 *

Click or drag a file to this area to upload.

Accepted File Types: .pdf, .png, .jpg.

Please upload List of Principals 请上传校长名单 *

Click or drag files to this area to upload. You can upload up to 5 files.

Full legal names and titles, (i.e. CEO, CFO, CCO, president …etc.), including Government issued photo ID’s for all Authorized Individuals (driver license). Accepted File Types: .pdf, .png, .jpg.

Please upload Corporate Formation Documents 请上传公司成立文件 *

Click or drag a file to this area to upload.

Accepted File Types: .pdf, .png, .jpg.

Please upload Certificate of Incorporation/Formation/Certificate of Limited Partnership 请上传公司注册证书/组建证书/有限合伙证书 *

Click or drag a file to this area to upload.

Accepted File Types: .pdf, .png, .jpg.

Please upload Certificate of Good Standing from the State 请上传国家的良好信誉证明 *

Click or drag a file to this area to upload.

Accepted File Types: .pdf, .png, .jpg.

Please upload Bylaws / Memorandum of Association with Articles of Association / Executed LLC Agreement / Executed LP Agreement 请上传附有公司章程的章程/组织章程大纲/已执行的 LLC 协议/已执行的 LP 协议 *

Click or drag a file to this area to upload.

Accepted File Types: .pdf, .png, .jpg.

Please upload Organization Chart 请上传组织结构图 *

Click or drag a file to this area to upload.

Accepted File Types: .pdf, .png, .jpg.

Print Name of Primary Contact Person 主要联系人正楷姓名 *

Signature of Primary Contact Person 主要联系人签名 *