Open Velox Account Please enable JavaScript in your browser to complete this form.Please select the account type 请选择账户类型 *Individual AccountIndividual AccountJoint AccountInstitutional AccountName 姓名 *FirstLastSocial Security Number 社会安全号Address 地址 *Address Line 1Address Line 2CityState / Province / RegionPostal CodeAfghanistanAlbaniaAlgeriaAmerican SamoaAndorraAngolaAnguillaAntarcticaAntigua and BarbudaArgentinaArmeniaArubaAustraliaAustriaAzerbaijanBahamasBahrainBangladeshBarbadosBelarusBelgiumBelizeBeninBermudaBhutanBolivia (Plurinational State of)Bonaire, Saint Eustatius and SabaBosnia and HerzegovinaBotswanaBouvet IslandBrazilBritish Indian Ocean TerritoryBrunei DarussalamBulgariaBurkina FasoBurundiCabo VerdeCambodiaCameroonCanadaCayman IslandsCentral African RepublicChadChileChinaChristmas IslandCocos (Keeling) IslandsColombiaComorosCongoCongo (Democratic Republic of the)Cook IslandsCosta RicaCroatiaCubaCuraçaoCyprusCzech RepublicCôte d'IvoireDenmarkDjiboutiDominicaDominican RepublicEcuadorEgyptEl SalvadorEquatorial GuineaEritreaEstoniaEswatini (Kingdom of)EthiopiaFalkland Islands (Malvinas)Faroe IslandsFijiFinlandFranceFrench GuianaFrench PolynesiaFrench Southern TerritoriesGabonGambiaGeorgiaGermanyGhanaGibraltarGreeceGreenlandGrenadaGuadeloupeGuamGuatemalaGuernseyGuineaGuinea-BissauGuyanaHaitiHeard Island and McDonald IslandsHondurasHong KongHungaryIcelandIndiaIndonesiaIran (Islamic Republic of)IraqIreland (Republic of)Isle of ManIsraelItalyJamaicaJapanJerseyJordanKazakhstanKenyaKiribatiKorea (Democratic People's Republic of)Korea (Republic of)KosovoKuwaitKyrgyzstanLao People's Democratic RepublicLatviaLebanonLesothoLiberiaLibyaLiechtensteinLithuaniaLuxembourgMacaoMadagascarMalawiMalaysiaMaldivesMaliMaltaMarshall IslandsMartiniqueMauritaniaMauritiusMayotteMexicoMicronesia (Federated States of)Moldova (Republic of)MonacoMongoliaMontenegroMontserratMoroccoMozambiqueMyanmarNamibiaNauruNepalNetherlandsNew CaledoniaNew ZealandNicaraguaNigerNigeriaNiueNorfolk IslandNorth Macedonia (Republic of)Northern Mariana IslandsNorwayOmanPakistanPalauPalestine (State of)PanamaPapua New GuineaParaguayPeruPhilippinesPitcairnPolandPortugalPuerto RicoQatarRomaniaRussian FederationRwandaRéunionSaint BarthélemySaint Helena, Ascension and Tristan da CunhaSaint Kitts and NevisSaint LuciaSaint Martin (French part)Saint Pierre and MiquelonSaint Vincent and the GrenadinesSamoaSan MarinoSao Tome and PrincipeSaudi ArabiaSenegalSerbiaSeychellesSierra LeoneSingaporeSint Maarten (Dutch part)SlovakiaSloveniaSolomon IslandsSomaliaSouth AfricaSouth Georgia and the South Sandwich IslandsSouth SudanSpainSri LankaSudanSurinameSvalbard and Jan MayenSwedenSwitzerlandSyrian Arab RepublicTaiwan, Province of ChinaTajikistanTanzania (United Republic of)ThailandTimor-LesteTogoTokelauTongaTrinidad and TobagoTunisiaTurkeyTurkmenistanTurks and Caicos IslandsTuvaluUgandaUkraineUnited Arab EmiratesUnited Kingdom of Great Britain and Northern IrelandUnited States Minor Outlying IslandsUnited States of AmericaUruguayUzbekistanVanuatuVatican City StateVenezuela (Bolivarian Republic of)VietnamVirgin Islands (British)Virgin Islands (U.S.)Wallis and FutunaWestern SaharaYemenZambiaZimbabweÅland IslandsCountryDate of Birth 生日 *Marital Status 婚姻状况 *MarriedSinglePhone 电话 *Email 邮箱 *Employer Name 雇主名称Employer Phone 雇主电话Employer Address 雇主地址Address Line 1Address Line 2CityState / Province / RegionPostal CodeAfghanistanAlbaniaAlgeriaAmerican SamoaAndorraAngolaAnguillaAntarcticaAntigua and BarbudaArgentinaArmeniaArubaAustraliaAustriaAzerbaijanBahamasBahrainBangladeshBarbadosBelarusBelgiumBelizeBeninBermudaBhutanBolivia (Plurinational State of)Bonaire, Saint Eustatius and SabaBosnia and HerzegovinaBotswanaBouvet IslandBrazilBritish Indian Ocean TerritoryBrunei DarussalamBulgariaBurkina FasoBurundiCabo VerdeCambodiaCameroonCanadaCayman IslandsCentral African RepublicChadChileChinaChristmas IslandCocos (Keeling) IslandsColombiaComorosCongoCongo (Democratic Republic of the)Cook IslandsCosta RicaCroatiaCubaCuraçaoCyprusCzech RepublicCôte d'IvoireDenmarkDjiboutiDominicaDominican RepublicEcuadorEgyptEl SalvadorEquatorial GuineaEritreaEstoniaEswatini (Kingdom of)EthiopiaFalkland Islands (Malvinas)Faroe IslandsFijiFinlandFranceFrench GuianaFrench PolynesiaFrench Southern TerritoriesGabonGambiaGeorgiaGermanyGhanaGibraltarGreeceGreenlandGrenadaGuadeloupeGuamGuatemalaGuernseyGuineaGuinea-BissauGuyanaHaitiHeard Island and McDonald IslandsHondurasHong KongHungaryIcelandIndiaIndonesiaIran (Islamic Republic of)IraqIreland (Republic of)Isle of ManIsraelItalyJamaicaJapanJerseyJordanKazakhstanKenyaKiribatiKorea (Democratic People's Republic of)Korea (Republic of)KosovoKuwaitKyrgyzstanLao People's Democratic RepublicLatviaLebanonLesothoLiberiaLibyaLiechtensteinLithuaniaLuxembourgMacaoMadagascarMalawiMalaysiaMaldivesMaliMaltaMarshall IslandsMartiniqueMauritaniaMauritiusMayotteMexicoMicronesia (Federated States of)Moldova (Republic of)MonacoMongoliaMontenegroMontserratMoroccoMozambiqueMyanmarNamibiaNauruNepalNetherlandsNew CaledoniaNew ZealandNicaraguaNigerNigeriaNiueNorfolk IslandNorth Macedonia (Republic of)Northern Mariana IslandsNorwayOmanPakistanPalauPalestine (State of)PanamaPapua New GuineaParaguayPeruPhilippinesPitcairnPolandPortugalPuerto RicoQatarRomaniaRussian FederationRwandaRéunionSaint BarthélemySaint Helena, Ascension and Tristan da CunhaSaint Kitts and NevisSaint LuciaSaint Martin (French part)Saint Pierre and MiquelonSaint Vincent and the GrenadinesSamoaSan MarinoSao Tome and PrincipeSaudi ArabiaSenegalSerbiaSeychellesSierra LeoneSingaporeSint Maarten (Dutch part)SlovakiaSloveniaSolomon IslandsSomaliaSouth AfricaSouth Georgia and the South Sandwich IslandsSouth SudanSpainSri LankaSudanSurinameSvalbard and Jan MayenSwedenSwitzerlandSyrian Arab RepublicTaiwan, Province of ChinaTajikistanTanzania (United Republic of)ThailandTimor-LesteTogoTokelauTongaTrinidad and TobagoTunisiaTurkeyTurkmenistanTurks and Caicos IslandsTuvaluUgandaUkraineUnited Arab EmiratesUnited Kingdom of Great Britain and Northern IrelandUnited States Minor Outlying IslandsUnited States of AmericaUruguayUzbekistanVanuatuVatican City StateVenezuela (Bolivarian Republic of)VietnamVirgin Islands (British)Virgin Islands (U.S.)Wallis and FutunaWestern SaharaYemenZambiaZimbabweÅland IslandsCountryPosition / Role 职位/角色Business Type 业务类型Years of Work Experience 多年工作经验Citizen Status 公民身份 *U.S. CitizenPermanent ResidentNon-US CitizenType of Visa 签证类型 *Are you (or a member of your household) a director, 10% shareholder or policy making officer of a publicly traded company? 您(或您的家庭成员)是一家上市公司的董事、持股 10% 的股东或决策官员吗? *YesNoPlease specify the company, address, city and state. 请注明公司、地址、城市和州。 *Are you (or a member of your household) employed or licensed by a member of a stock exchange or the NASD, or registered as an investment advisor? 您(或您的家庭成员)是否受雇于证券交易所或 NASD 的成员或获得许可,或注册为投资顾问? *YesNoIf yes, we must receive a compliance letter along with your application.Annual Income ($) 年收入(美元) *Spouse's Annual Income ($) 配偶的年收入(美元) *Liquid Assets ($) 流动资产(美元) *Net Worth ($) 净资产(美元) *Tax Rate 税率Number of Dependents 家属人数 *What is your investment horizon? (in years) 您的投资范围是什么? (多年)Investment Objective 投资标的 *IncomeGrowthAggressive GrowthRisk Tolerance 风险承受能力 *LowMediumHighGPS Customer Relationship Summary *I have read and agree to GPS Customer Relationship Summary.GPS Business Continuity Plan Customer Disclosure Statement *I have read and agree to GPS Business Continuity Plan Customer Disclosure Statement.GPS Privacy Policy *I have read and agree to GPS Privacy Policy.GPS Regulation Best Interest Disclosure *I have read and agree to GPS Regulation Best Interest Disclosure.GPS Disclosure of Risks of Margin Trading *I have read and agree to GPS Disclosure of Risks of Margin Trading.GPS Client Agreement *I have read and agree to GPS Client Agreement.GPS OCC Risk Disclosure *I have read and agree to GPS OCC Risk Disclosure Statement and Acknowledgements.GPS Low-Prices Securities Disclosure *I have read and agree to GPS Low-Prices Securities Disclosure.Please upload Proof of Identity and Date of Birth 请上传身份证明和出生日期 * Click or drag files to this area to upload. You can upload up to 5 files. Acceptable Documents (only one document is needed): Passport, Driver's License, or Alien Identification (Green) Card. Accepted File Types: .pdf, .png, .jpg.Please upload Proof of Address 请上传地址证明 * Click or drag files to this area to upload. You can upload up to 5 files. Acceptable Documents (only one document is needed): Bank Statement, Government Issue Document or Letter, Evidence of Property, or Utility Bill. Accepted File Types: .pdf, .png, .jpg.Print Name 正楷姓名 *Signature 签名 *Clear SignatureName (Applicant #1) 姓名(申请人#1) *FirstLastName (Applicant #2) 姓名(申请人#2) *FirstLastSocial Security Number (Applicant #1) 社会安全号码(申请人 #1)Social Security Number (Applicant #2) 社会安全号码(申请人 #1)Address (Applicant #1) 地址(申请人#1) *Address Line 1Address Line 2CityState / Province / RegionPostal CodeAfghanistanAlbaniaAlgeriaAmerican SamoaAndorraAngolaAnguillaAntarcticaAntigua and BarbudaArgentinaArmeniaArubaAustraliaAustriaAzerbaijanBahamasBahrainBangladeshBarbadosBelarusBelgiumBelizeBeninBermudaBhutanBolivia (Plurinational State of)Bonaire, Saint Eustatius and SabaBosnia and HerzegovinaBotswanaBouvet IslandBrazilBritish Indian Ocean TerritoryBrunei DarussalamBulgariaBurkina FasoBurundiCabo VerdeCambodiaCameroonCanadaCayman IslandsCentral African RepublicChadChileChinaChristmas IslandCocos (Keeling) IslandsColombiaComorosCongoCongo (Democratic Republic of the)Cook IslandsCosta RicaCroatiaCubaCuraçaoCyprusCzech RepublicCôte d'IvoireDenmarkDjiboutiDominicaDominican RepublicEcuadorEgyptEl SalvadorEquatorial GuineaEritreaEstoniaEswatini (Kingdom of)EthiopiaFalkland Islands (Malvinas)Faroe IslandsFijiFinlandFranceFrench GuianaFrench PolynesiaFrench Southern TerritoriesGabonGambiaGeorgiaGermanyGhanaGibraltarGreeceGreenlandGrenadaGuadeloupeGuamGuatemalaGuernseyGuineaGuinea-BissauGuyanaHaitiHeard Island and McDonald IslandsHondurasHong KongHungaryIcelandIndiaIndonesiaIran (Islamic Republic of)IraqIreland (Republic of)Isle of ManIsraelItalyJamaicaJapanJerseyJordanKazakhstanKenyaKiribatiKorea (Democratic People's Republic of)Korea (Republic of)KosovoKuwaitKyrgyzstanLao People's Democratic RepublicLatviaLebanonLesothoLiberiaLibyaLiechtensteinLithuaniaLuxembourgMacaoMadagascarMalawiMalaysiaMaldivesMaliMaltaMarshall IslandsMartiniqueMauritaniaMauritiusMayotteMexicoMicronesia (Federated States of)Moldova (Republic of)MonacoMongoliaMontenegroMontserratMoroccoMozambiqueMyanmarNamibiaNauruNepalNetherlandsNew CaledoniaNew ZealandNicaraguaNigerNigeriaNiueNorfolk IslandNorth Macedonia (Republic of)Northern Mariana IslandsNorwayOmanPakistanPalauPalestine (State of)PanamaPapua New GuineaParaguayPeruPhilippinesPitcairnPolandPortugalPuerto RicoQatarRomaniaRussian FederationRwandaRéunionSaint BarthélemySaint Helena, Ascension and Tristan da CunhaSaint Kitts and NevisSaint LuciaSaint Martin (French part)Saint Pierre and MiquelonSaint Vincent and the GrenadinesSamoaSan MarinoSao Tome and PrincipeSaudi ArabiaSenegalSerbiaSeychellesSierra LeoneSingaporeSint Maarten (Dutch part)SlovakiaSloveniaSolomon IslandsSomaliaSouth AfricaSouth Georgia and the South Sandwich IslandsSouth SudanSpainSri LankaSudanSurinameSvalbard and Jan MayenSwedenSwitzerlandSyrian Arab RepublicTaiwan, Province of ChinaTajikistanTanzania (United Republic of)ThailandTimor-LesteTogoTokelauTongaTrinidad and TobagoTunisiaTurkeyTurkmenistanTurks and Caicos IslandsTuvaluUgandaUkraineUnited Arab EmiratesUnited Kingdom of Great Britain and Northern IrelandUnited States Minor Outlying IslandsUnited States of AmericaUruguayUzbekistanVanuatuVatican City StateVenezuela (Bolivarian Republic of)VietnamVirgin Islands (British)Virgin Islands (U.S.)Wallis and FutunaWestern SaharaYemenZambiaZimbabweÅland IslandsCountryAddress (Applicant #2) 地址(申请人#2) *Address Line 1Address Line 2CityState / Province / RegionPostal CodeAfghanistanAlbaniaAlgeriaAmerican SamoaAndorraAngolaAnguillaAntarcticaAntigua and BarbudaArgentinaArmeniaArubaAustraliaAustriaAzerbaijanBahamasBahrainBangladeshBarbadosBelarusBelgiumBelizeBeninBermudaBhutanBolivia (Plurinational State of)Bonaire, Saint Eustatius and SabaBosnia and HerzegovinaBotswanaBouvet IslandBrazilBritish Indian Ocean TerritoryBrunei DarussalamBulgariaBurkina FasoBurundiCabo VerdeCambodiaCameroonCanadaCayman IslandsCentral African RepublicChadChileChinaChristmas IslandCocos (Keeling) IslandsColombiaComorosCongoCongo (Democratic Republic of the)Cook IslandsCosta RicaCroatiaCubaCuraçaoCyprusCzech RepublicCôte d'IvoireDenmarkDjiboutiDominicaDominican RepublicEcuadorEgyptEl SalvadorEquatorial GuineaEritreaEstoniaEswatini (Kingdom of)EthiopiaFalkland Islands (Malvinas)Faroe IslandsFijiFinlandFranceFrench GuianaFrench PolynesiaFrench Southern TerritoriesGabonGambiaGeorgiaGermanyGhanaGibraltarGreeceGreenlandGrenadaGuadeloupeGuamGuatemalaGuernseyGuineaGuinea-BissauGuyanaHaitiHeard Island and McDonald IslandsHondurasHong KongHungaryIcelandIndiaIndonesiaIran (Islamic Republic of)IraqIreland (Republic of)Isle of ManIsraelItalyJamaicaJapanJerseyJordanKazakhstanKenyaKiribatiKorea (Democratic People's Republic of)Korea (Republic of)KosovoKuwaitKyrgyzstanLao People's Democratic RepublicLatviaLebanonLesothoLiberiaLibyaLiechtensteinLithuaniaLuxembourgMacaoMadagascarMalawiMalaysiaMaldivesMaliMaltaMarshall IslandsMartiniqueMauritaniaMauritiusMayotteMexicoMicronesia (Federated States of)Moldova (Republic of)MonacoMongoliaMontenegroMontserratMoroccoMozambiqueMyanmarNamibiaNauruNepalNetherlandsNew CaledoniaNew ZealandNicaraguaNigerNigeriaNiueNorfolk IslandNorth Macedonia (Republic of)Northern Mariana IslandsNorwayOmanPakistanPalauPalestine (State of)PanamaPapua New GuineaParaguayPeruPhilippinesPitcairnPolandPortugalPuerto RicoQatarRomaniaRussian FederationRwandaRéunionSaint BarthélemySaint Helena, Ascension and Tristan da CunhaSaint Kitts and NevisSaint LuciaSaint Martin (French part)Saint Pierre and MiquelonSaint Vincent and the GrenadinesSamoaSan MarinoSao Tome and PrincipeSaudi ArabiaSenegalSerbiaSeychellesSierra LeoneSingaporeSint Maarten (Dutch part)SlovakiaSloveniaSolomon IslandsSomaliaSouth AfricaSouth Georgia and the South Sandwich IslandsSouth SudanSpainSri LankaSudanSurinameSvalbard and Jan MayenSwedenSwitzerlandSyrian Arab RepublicTaiwan, Province of ChinaTajikistanTanzania (United Republic of)ThailandTimor-LesteTogoTokelauTongaTrinidad and TobagoTunisiaTurkeyTurkmenistanTurks and Caicos IslandsTuvaluUgandaUkraineUnited Arab EmiratesUnited Kingdom of Great Britain and Northern IrelandUnited States Minor Outlying IslandsUnited States of AmericaUruguayUzbekistanVanuatuVatican City StateVenezuela (Bolivarian Republic of)VietnamVirgin Islands (British)Virgin Islands (U.S.)Wallis and FutunaWestern SaharaYemenZambiaZimbabweÅland IslandsCountryDate of Birth (Applicant #1) 出生日期(申请人 #1) *Date of Birth (Applicant #2) 出生日期(申请人 #2 *Marital Status (Applicant #1) 婚姻状况(申请人 #1) *MarriedSingleMarital Status (Applicant #2) 婚姻状况(申请人 #2) *MarriedSinglePhone (Applicant #1) 电话(申请人#1) *Phone (Applicant #2) 电话(申请人#2) *Email (Applicant #1) 电子邮件(申请人#1) *Email (Applicant #2) 电子邮件(申请人 #2) *Employer Name (Applicant #1) 雇主名称(申请人#1)Employer Name (Applicant #2) 雇主名称(申请人 #2)Employer Phone (Applicant #1) 雇主电话(申请人#1)Employer Phone (Applicant #2) 雇主电话(申请人#2)Employer Address (Applicant #1) 雇主地址(申请人#1)Address Line 1Address Line 2CityState / Province / RegionPostal CodeAfghanistanAlbaniaAlgeriaAmerican SamoaAndorraAngolaAnguillaAntarcticaAntigua and BarbudaArgentinaArmeniaArubaAustraliaAustriaAzerbaijanBahamasBahrainBangladeshBarbadosBelarusBelgiumBelizeBeninBermudaBhutanBolivia (Plurinational State of)Bonaire, Saint Eustatius and SabaBosnia and HerzegovinaBotswanaBouvet IslandBrazilBritish Indian Ocean TerritoryBrunei DarussalamBulgariaBurkina FasoBurundiCabo VerdeCambodiaCameroonCanadaCayman IslandsCentral African RepublicChadChileChinaChristmas IslandCocos (Keeling) IslandsColombiaComorosCongoCongo (Democratic Republic of the)Cook IslandsCosta RicaCroatiaCubaCuraçaoCyprusCzech RepublicCôte d'IvoireDenmarkDjiboutiDominicaDominican RepublicEcuadorEgyptEl SalvadorEquatorial GuineaEritreaEstoniaEswatini (Kingdom of)EthiopiaFalkland Islands (Malvinas)Faroe IslandsFijiFinlandFranceFrench GuianaFrench PolynesiaFrench Southern TerritoriesGabonGambiaGeorgiaGermanyGhanaGibraltarGreeceGreenlandGrenadaGuadeloupeGuamGuatemalaGuernseyGuineaGuinea-BissauGuyanaHaitiHeard Island and McDonald IslandsHondurasHong KongHungaryIcelandIndiaIndonesiaIran (Islamic Republic of)IraqIreland (Republic of)Isle of ManIsraelItalyJamaicaJapanJerseyJordanKazakhstanKenyaKiribatiKorea (Democratic People's Republic of)Korea (Republic of)KosovoKuwaitKyrgyzstanLao People's Democratic RepublicLatviaLebanonLesothoLiberiaLibyaLiechtensteinLithuaniaLuxembourgMacaoMadagascarMalawiMalaysiaMaldivesMaliMaltaMarshall IslandsMartiniqueMauritaniaMauritiusMayotteMexicoMicronesia (Federated States of)Moldova (Republic of)MonacoMongoliaMontenegroMontserratMoroccoMozambiqueMyanmarNamibiaNauruNepalNetherlandsNew CaledoniaNew ZealandNicaraguaNigerNigeriaNiueNorfolk IslandNorth Macedonia (Republic of)Northern Mariana IslandsNorwayOmanPakistanPalauPalestine (State of)PanamaPapua New GuineaParaguayPeruPhilippinesPitcairnPolandPortugalPuerto RicoQatarRomaniaRussian FederationRwandaRéunionSaint BarthélemySaint Helena, Ascension and Tristan da CunhaSaint Kitts and NevisSaint LuciaSaint Martin (French part)Saint Pierre and MiquelonSaint Vincent and the GrenadinesSamoaSan MarinoSao Tome and PrincipeSaudi ArabiaSenegalSerbiaSeychellesSierra LeoneSingaporeSint Maarten (Dutch part)SlovakiaSloveniaSolomon IslandsSomaliaSouth AfricaSouth Georgia and the South Sandwich IslandsSouth SudanSpainSri LankaSudanSurinameSvalbard and Jan MayenSwedenSwitzerlandSyrian Arab RepublicTaiwan, Province of ChinaTajikistanTanzania (United Republic of)ThailandTimor-LesteTogoTokelauTongaTrinidad and TobagoTunisiaTurkeyTurkmenistanTurks and Caicos IslandsTuvaluUgandaUkraineUnited Arab EmiratesUnited Kingdom of Great Britain and Northern IrelandUnited States Minor Outlying IslandsUnited States of AmericaUruguayUzbekistanVanuatuVatican City StateVenezuela (Bolivarian Republic of)VietnamVirgin Islands (British)Virgin Islands (U.S.)Wallis and FutunaWestern SaharaYemenZambiaZimbabweÅland IslandsCountryEmployer Address (Applicant #2) 雇主地址(申请人#2)Address Line 1Address Line 2CityState / Province / RegionPostal CodeAfghanistanAlbaniaAlgeriaAmerican SamoaAndorraAngolaAnguillaAntarcticaAntigua and BarbudaArgentinaArmeniaArubaAustraliaAustriaAzerbaijanBahamasBahrainBangladeshBarbadosBelarusBelgiumBelizeBeninBermudaBhutanBolivia (Plurinational State of)Bonaire, Saint Eustatius and SabaBosnia and HerzegovinaBotswanaBouvet IslandBrazilBritish Indian Ocean TerritoryBrunei DarussalamBulgariaBurkina FasoBurundiCabo VerdeCambodiaCameroonCanadaCayman IslandsCentral African RepublicChadChileChinaChristmas IslandCocos (Keeling) IslandsColombiaComorosCongoCongo (Democratic Republic of the)Cook IslandsCosta RicaCroatiaCubaCuraçaoCyprusCzech RepublicCôte d'IvoireDenmarkDjiboutiDominicaDominican RepublicEcuadorEgyptEl SalvadorEquatorial GuineaEritreaEstoniaEswatini (Kingdom of)EthiopiaFalkland Islands (Malvinas)Faroe IslandsFijiFinlandFranceFrench GuianaFrench PolynesiaFrench Southern TerritoriesGabonGambiaGeorgiaGermanyGhanaGibraltarGreeceGreenlandGrenadaGuadeloupeGuamGuatemalaGuernseyGuineaGuinea-BissauGuyanaHaitiHeard Island and McDonald IslandsHondurasHong KongHungaryIcelandIndiaIndonesiaIran (Islamic Republic of)IraqIreland (Republic of)Isle of ManIsraelItalyJamaicaJapanJerseyJordanKazakhstanKenyaKiribatiKorea (Democratic People's Republic of)Korea (Republic of)KosovoKuwaitKyrgyzstanLao People's Democratic RepublicLatviaLebanonLesothoLiberiaLibyaLiechtensteinLithuaniaLuxembourgMacaoMadagascarMalawiMalaysiaMaldivesMaliMaltaMarshall IslandsMartiniqueMauritaniaMauritiusMayotteMexicoMicronesia (Federated States of)Moldova (Republic of)MonacoMongoliaMontenegroMontserratMoroccoMozambiqueMyanmarNamibiaNauruNepalNetherlandsNew CaledoniaNew ZealandNicaraguaNigerNigeriaNiueNorfolk IslandNorth Macedonia (Republic of)Northern Mariana IslandsNorwayOmanPakistanPalauPalestine (State of)PanamaPapua New GuineaParaguayPeruPhilippinesPitcairnPolandPortugalPuerto RicoQatarRomaniaRussian FederationRwandaRéunionSaint BarthélemySaint Helena, Ascension and Tristan da CunhaSaint Kitts and NevisSaint LuciaSaint Martin (French part)Saint Pierre and MiquelonSaint Vincent and the GrenadinesSamoaSan MarinoSao Tome and PrincipeSaudi ArabiaSenegalSerbiaSeychellesSierra LeoneSingaporeSint Maarten (Dutch part)SlovakiaSloveniaSolomon IslandsSomaliaSouth AfricaSouth Georgia and the South Sandwich IslandsSouth SudanSpainSri LankaSudanSurinameSvalbard and Jan MayenSwedenSwitzerlandSyrian Arab RepublicTaiwan, Province of ChinaTajikistanTanzania (United Republic of)ThailandTimor-LesteTogoTokelauTongaTrinidad and TobagoTunisiaTurkeyTurkmenistanTurks and Caicos IslandsTuvaluUgandaUkraineUnited Arab EmiratesUnited Kingdom of Great Britain and Northern IrelandUnited States Minor Outlying IslandsUnited States of AmericaUruguayUzbekistanVanuatuVatican City StateVenezuela (Bolivarian Republic of)VietnamVirgin Islands (British)Virgin Islands (U.S.)Wallis and FutunaWestern SaharaYemenZambiaZimbabweÅland IslandsCountryPosition / Role (Applicant #1) 职位/角色(申请人#1)Position / Role (Applicant #2) 职位/角色(申请人 #2)Business Type (Applicant #1) 业务类型(申请人 #1)Business Type (Applicant #2) 业务类型(申请人 #2)Years of Work Experience (Applicant #1) 多年工作经验(申请人#1)Years of Work Experience (Applicant #2) 多年工作经验(申请人#2) 公民身份(申请人#1) *U.S. CitizenPermanent ResidentNon-US CitizenType of Visa (Applicant #1) 签证类型(申请人#1) *Citizen Status (Applicant #2) 公民身份(申请人 #2) *U.S. CitizenPermanent ResidentNon-US CitizenType of Visa (Applicant #2) 签证类型(申请人#2) *Are you (or a member of your household) a director, 10% shareholder or policy making officer of a publicly traded company? (Applicant #1) 您(或您的家庭成员)是一家上市公司的董事、持股 10% 的股东或决策官员吗? (申请人#1) *YesNoPlease specify the company, address, city and state. (Applicant #1) 请注明公司、地址、城市和州。 (申请人#1) *Are you (or a member of your household) a director, 10% shareholder or policy making officer of a publicly traded company? (Applicant #2) 您(或您的家庭成员)是一家上市公司的董事、持股 10% 的股东或决策官员吗? (申请人 #2) *YesNoPlease specify the company, address, city and state. (Applicant #2) 请注明公司、地址、城市和州。 (申请人 #2) *Are you (or a member of your household) employed or licensed by a member of a stock exchange or the NASD, or registered as an investment advisor? (Applicant #1) 您(或您的家庭成员)是否受雇于证券交易所或 NASD 的成员或获得许可,或注册为投资顾问? (申请人#1) *YesNoIf yes, we must receive a compliance letter along with your application.Are you (or a member of your household) employed or licensed by a member of a stock exchange or the NASD, or registered as an investment advisor? (Applicant #2) 您(或您的家庭成员)是否受雇于证券交易所或 NASD 的成员或获得许可,或注册为投资顾问? (申请人 #2) *YesNoIf yes, we must receive a compliance letter along with your application.Annual Income ($) (Applicant #1) 年收入($)(申请人 #1) *Annual Income ($) (Applicant #2) 年收入($)(申请人 #2) *Spouse's Annual Income ($) (Applicant #1) 配偶的年收入($)(申请人 #1) *Spouse's Annual Income ($) (Applicant #2) 配偶的年收入($)(申请人 #2) *Liquid Assets ($) (Applicant #1) 流动资产 ($)(申请人 #1) *Liquid Assets ($) (Applicant #2) 流动资产 ($)(申请人 #2) *Net Worth ($) (Applicant #1) 净资产($)(申请人#1) *Net Worth ($) (Applicant #2) 净资产($)(申请人 #2) *Tax Rate (Applicant #1) 税率(申请人#1)Tax Rate (Applicant #2) 税率(申请人 #2Number of Dependents (Applicant #1) 家属人数(申请人#1) *Number of Dependents (Applicant #2) 受抚养人人数(申请人 #2) *What is your investment horizon? (in years) (Applicant #1) 您的投资范围是什么? (以年为单位)(申请人 #1)What is your investment horizon? (in years) (Applicant #2) 您的投资范围是什么? (年)(申请人 #2)Investment Objective (Applicant #1) 投资目标(申请人#1) *IncomeGrowthAggressive GrowthInvestment Objective (Applicant #2) 投资目标(申请人#2) *IncomeGrowthAggressive GrowthRisk Tolerance (Applicant #1) 风险承受能力(申请人 #1 *LowMediumHighRisk Tolerance (Applicant #2) 风险承受能力(申请人 #2) *LowMediumHighGPS Customer Relationship Summary (copy) *We have read and agree to GPS Customer Relationship Summary.GPS Business Continuity Plan Customer Disclosure Statement (copy) *We have read and agree to GPS Business Continuity Plan Customer Disclosure Statement.GPS Privacy Policy (copy) *We have read and agree to GPS Privacy Policy.GPS Regulation Best Interest Disclosure (copy) *We have read and agree to GPS Regulation Best Interest Disclosure.GPS Disclosure of Risks of Margin Trading (copy) *We have read and agree to GPS Disclosure of Risks of Margin Trading.GPS Client Agreement (copy) *We have read and agree to GPS Client Agreement.GPS OCC Risk Disclosure (copy) *We have read and agree to GPS OCC Risk Disclosure Statement and Acknowledgements.GPS Low-Prices Securities Disclosure *We have read and agree to GPS Low-Prices Securities Disclosure.Please upload Proof of Identity and Date of Birth (Applicant #1) 请上传身份证明和出生日期(申请人#1) * Click or drag files to this area to upload. You can upload up to 5 files. Acceptable Documents (only one document is needed): Passport, Driver's License, or Alien Identification (Green) Card. Accepted File Types: .pdf, .png, .jpg.Please upload Proof of Identity and Date of Birth (Applicant #2) 请上传身份证明和出生日期(申请人 #2) * Click or drag files to this area to upload. You can upload up to 5 files. Acceptable Documents (only one document is needed): Passport, Driver's License, or Alien Identification (Green) Card. Accepted File Types: .pdf, .png, .jpg.Please upload Proof of Address (Applicant #1) 请上传地址证明(申请人#1) * Click or drag files to this area to upload. You can upload up to 5 files. Acceptable Documents (only one document is needed): Bank Statement, Government Issue Document or Letter, Evidence of Property, or Utility Bill. Accepted File Types: .pdf, .png, .jpg.Please upload Proof of Address (Applicant #2) 请上传地址证明(申请人#2) * Click or drag files to this area to upload. You can upload up to 5 files. Acceptable Documents (only one document is needed): Bank Statement, Government Issue Document or Letter, Evidence of Property, or Utility Bill. Accepted File Types: .pdf, .png, .jpg.Print Name (Applicant #1) 正楷姓名(申请人 #1) *Print Name (Applicant #2) 正楷姓名(申请人 #2) *Signature (Applicant #1) 签名(申请人#1) *Clear SignatureSignature (Applicant #2) 签名(申请人 #2) *Clear SignatureBusiness Name 公司名称 *Primary Contact Person Name 主要联系人姓名 *FirstLastSocial Security Number of Primary Contact Person 主要联系人的社会安全号码Address of Primary Contact Person 主要联系人地址 *Address Line 1Address Line 2CityState / Province / RegionPostal CodeAfghanistanAlbaniaAlgeriaAmerican SamoaAndorraAngolaAnguillaAntarcticaAntigua and BarbudaArgentinaArmeniaArubaAustraliaAustriaAzerbaijanBahamasBahrainBangladeshBarbadosBelarusBelgiumBelizeBeninBermudaBhutanBolivia (Plurinational State of)Bonaire, Saint Eustatius and SabaBosnia and HerzegovinaBotswanaBouvet IslandBrazilBritish Indian Ocean TerritoryBrunei DarussalamBulgariaBurkina FasoBurundiCabo VerdeCambodiaCameroonCanadaCayman IslandsCentral African RepublicChadChileChinaChristmas IslandCocos (Keeling) IslandsColombiaComorosCongoCongo (Democratic Republic of the)Cook IslandsCosta RicaCroatiaCubaCuraçaoCyprusCzech RepublicCôte d'IvoireDenmarkDjiboutiDominicaDominican RepublicEcuadorEgyptEl SalvadorEquatorial GuineaEritreaEstoniaEswatini (Kingdom of)EthiopiaFalkland Islands (Malvinas)Faroe IslandsFijiFinlandFranceFrench GuianaFrench PolynesiaFrench Southern TerritoriesGabonGambiaGeorgiaGermanyGhanaGibraltarGreeceGreenlandGrenadaGuadeloupeGuamGuatemalaGuernseyGuineaGuinea-BissauGuyanaHaitiHeard Island and McDonald IslandsHondurasHong KongHungaryIcelandIndiaIndonesiaIran (Islamic Republic of)IraqIreland (Republic of)Isle of ManIsraelItalyJamaicaJapanJerseyJordanKazakhstanKenyaKiribatiKorea (Democratic People's Republic of)Korea (Republic of)KosovoKuwaitKyrgyzstanLao People's Democratic RepublicLatviaLebanonLesothoLiberiaLibyaLiechtensteinLithuaniaLuxembourgMacaoMadagascarMalawiMalaysiaMaldivesMaliMaltaMarshall IslandsMartiniqueMauritaniaMauritiusMayotteMexicoMicronesia (Federated States of)Moldova (Republic of)MonacoMongoliaMontenegroMontserratMoroccoMozambiqueMyanmarNamibiaNauruNepalNetherlandsNew CaledoniaNew ZealandNicaraguaNigerNigeriaNiueNorfolk IslandNorth Macedonia (Republic of)Northern Mariana IslandsNorwayOmanPakistanPalauPalestine (State of)PanamaPapua New GuineaParaguayPeruPhilippinesPitcairnPolandPortugalPuerto RicoQatarRomaniaRussian FederationRwandaRéunionSaint BarthélemySaint Helena, Ascension and Tristan da CunhaSaint Kitts and NevisSaint LuciaSaint Martin (French part)Saint Pierre and MiquelonSaint Vincent and the GrenadinesSamoaSan MarinoSao Tome and PrincipeSaudi ArabiaSenegalSerbiaSeychellesSierra LeoneSingaporeSint Maarten (Dutch part)SlovakiaSloveniaSolomon IslandsSomaliaSouth AfricaSouth Georgia and the South Sandwich IslandsSouth SudanSpainSri LankaSudanSurinameSvalbard and Jan MayenSwedenSwitzerlandSyrian Arab RepublicTaiwan, Province of ChinaTajikistanTanzania (United Republic of)ThailandTimor-LesteTogoTokelauTongaTrinidad and TobagoTunisiaTurkeyTurkmenistanTurks and Caicos IslandsTuvaluUgandaUkraineUnited Arab EmiratesUnited Kingdom of Great Britain and Northern IrelandUnited States Minor Outlying IslandsUnited States of AmericaUruguayUzbekistanVanuatuVatican City StateVenezuela (Bolivarian Republic of)VietnamVirgin Islands (British)Virgin Islands (U.S.)Wallis and FutunaWestern SaharaYemenZambiaZimbabweÅland IslandsCountryDate of Birth of Primary Contact Person 主要联系地址 *Marital Status of Primary Contact Person 主要联系人的婚姻状况 *MarriedSinglePhone of Primary Contact Person 主要联系人电话 *Email 电子邮件 *Business Phone 商务电话 *Business 公司地址 *Address Line 1Address Line 2CityState / Province / RegionPostal CodeAfghanistanAlbaniaAlgeriaAmerican SamoaAndorraAngolaAnguillaAntarcticaAntigua and BarbudaArgentinaArmeniaArubaAustraliaAustriaAzerbaijanBahamasBahrainBangladeshBarbadosBelarusBelgiumBelizeBeninBermudaBhutanBolivia (Plurinational State of)Bonaire, Saint Eustatius and SabaBosnia and HerzegovinaBotswanaBouvet IslandBrazilBritish Indian Ocean TerritoryBrunei DarussalamBulgariaBurkina FasoBurundiCabo VerdeCambodiaCameroonCanadaCayman IslandsCentral African RepublicChadChileChinaChristmas IslandCocos (Keeling) IslandsColombiaComorosCongoCongo (Democratic Republic of the)Cook IslandsCosta RicaCroatiaCubaCuraçaoCyprusCzech RepublicCôte d'IvoireDenmarkDjiboutiDominicaDominican RepublicEcuadorEgyptEl SalvadorEquatorial GuineaEritreaEstoniaEswatini (Kingdom of)EthiopiaFalkland Islands (Malvinas)Faroe IslandsFijiFinlandFranceFrench GuianaFrench PolynesiaFrench Southern TerritoriesGabonGambiaGeorgiaGermanyGhanaGibraltarGreeceGreenlandGrenadaGuadeloupeGuamGuatemalaGuernseyGuineaGuinea-BissauGuyanaHaitiHeard Island and McDonald IslandsHondurasHong KongHungaryIcelandIndiaIndonesiaIran (Islamic Republic of)IraqIreland (Republic of)Isle of ManIsraelItalyJamaicaJapanJerseyJordanKazakhstanKenyaKiribatiKorea (Democratic People's Republic of)Korea (Republic of)KosovoKuwaitKyrgyzstanLao People's Democratic RepublicLatviaLebanonLesothoLiberiaLibyaLiechtensteinLithuaniaLuxembourgMacaoMadagascarMalawiMalaysiaMaldivesMaliMaltaMarshall IslandsMartiniqueMauritaniaMauritiusMayotteMexicoMicronesia (Federated States of)Moldova (Republic of)MonacoMongoliaMontenegroMontserratMoroccoMozambiqueMyanmarNamibiaNauruNepalNetherlandsNew CaledoniaNew ZealandNicaraguaNigerNigeriaNiueNorfolk IslandNorth Macedonia (Republic of)Northern Mariana IslandsNorwayOmanPakistanPalauPalestine (State of)PanamaPapua New GuineaParaguayPeruPhilippinesPitcairnPolandPortugalPuerto RicoQatarRomaniaRussian FederationRwandaRéunionSaint BarthélemySaint Helena, Ascension and Tristan da CunhaSaint Kitts and NevisSaint LuciaSaint Martin (French part)Saint Pierre and MiquelonSaint Vincent and the GrenadinesSamoaSan MarinoSao Tome and PrincipeSaudi ArabiaSenegalSerbiaSeychellesSierra LeoneSingaporeSint Maarten (Dutch part)SlovakiaSloveniaSolomon IslandsSomaliaSouth AfricaSouth Georgia and the South Sandwich IslandsSouth SudanSpainSri LankaSudanSurinameSvalbard and Jan MayenSwedenSwitzerlandSyrian Arab RepublicTaiwan, Province of ChinaTajikistanTanzania (United Republic of)ThailandTimor-LesteTogoTokelauTongaTrinidad and TobagoTunisiaTurkeyTurkmenistanTurks and Caicos IslandsTuvaluUgandaUkraineUnited Arab EmiratesUnited Kingdom of Great Britain and Northern IrelandUnited States Minor Outlying IslandsUnited States of AmericaUruguayUzbekistanVanuatuVatican City StateVenezuela (Bolivarian Republic of)VietnamVirgin Islands (British)Virgin Islands (U.S.)Wallis and FutunaWestern SaharaYemenZambiaZimbabweÅland IslandsCountryPosition / Role of Primary Contact Person 主要联系人的职位/角色Business Type 业务类型Years of Work Experience of Primary Contact PersonCitizen Status of Primary Contact Person 主要联系人的公民身份 *U.S. CitizenPermanent ResidentNon-US CitizenType of Visa 签证类型 *Are you (or a member of your household) a director, 10% shareholder or policy making officer of a publicly traded company? 您(或您的家庭成员)是一家上市公司的董事、持股 10% 的股东或决策官员吗? *YesNoPlease specify the company, address, city and state. 请注明公司、地址、城市和州 *Are you (or a member of your household) employed or licensed by a member of a stock exchange or the NASD, or registered as an investment advisor? 您(或您的家庭成员)是否受雇于证券交易所或 NASD 的成员或获得许可,或注册为投资顾问? *YesNoIf yes, we must receive a compliance letter along with your application.Annual Income ($) 年收入(美元) *Liquid Assets ($) 流动资产(美元) *Net Worth ($) 净资产(美元) *Tax Rate 税率Number of Dependents 家属人数 *What is your investment horizon? (in years) 您的投资范围是什么? (多年)Investment Objective 投资目标 *IncomeGrowthAggressive GrowthRisk Tolerance 风险承受能力 *LowMediumHighGPS Customer Relationship Summary *I have read and agree to GPS Customer Relationship Summary.GPS Business Continuity Plan Customer Disclosure Statement *I have read and agree to GPS Business Continuity Plan Customer Disclosure Statement.GPS Privacy Policy *I have read and agree to GPS Privacy Policy.GPS Disclosure of Risks of Margin Trading *I have read and agree to GPS Disclosure of Risks of Margin Trading.GPS Client Agreement *I have read and agree to GPS Client Agreement.GPS Certificate and Resolution *I have read and agree to GPS Certificate and Resolution to Open Account.GPS OCC Risk Disclosure *I have read and agree to GPS OCC Risk Disclosure Statement and Acknowledgements.GPS Low-Prices Securities Disclosure *I have read and agree to GPS Low-Prices Securities Disclosure.Please upload Photo ID of Primary Contact Person 请上传主要联系人的照片 ID * Click or drag files to this area to upload. You can upload up to 5 files. Acceptable Documents (only one document is needed): Passport, Driver's License, or Alien Identification (Green) Card. Accepted File Types: .pdf, .png, .jpg.Please upload Proof of Address of Primary Contact Person 请上传主要联系人的地址证明 * Click or drag files to this area to upload. You can upload up to 5 files. Acceptable Documents (only one document is needed): Bank Statement, Government Issue Document or Letter, Evidence of Property, or Utility Bill. Accepted File Types: .pdf, .png, .jpg.Please upload Bank Statement of Company 请上传公司银行对账单 * Click or drag a file to this area to upload. Accepted File Types: .pdf, .png, .jpg.Please upload Board Resolution of Authorized Signatory 请上传授权签署人的董事会决议 * Click or drag a file to this area to upload. Accepted File Types: .pdf, .png, .jpg.Please upload List of Principals 请上传校长名单 * Click or drag files to this area to upload. You can upload up to 5 files. Full legal names and titles, (i.e. CEO, CFO, CCO, president …etc.), including Government issued photo ID’s for all Authorized Individuals (driver license). Accepted File Types: .pdf, .png, .jpg.Please upload Corporate Formation Documents 请上传公司成立文件 * Click or drag a file to this area to upload. Accepted File Types: .pdf, .png, .jpg.Please upload Certificate of Incorporation/Formation/Certificate of Limited Partnership 请上传公司注册证书/组建证书/有限合伙证书 * Click or drag a file to this area to upload. Accepted File Types: .pdf, .png, .jpg.Please upload Certificate of Good Standing from the State 请上传国家的良好信誉证明 * Click or drag a file to this area to upload. Accepted File Types: .pdf, .png, .jpg.Please upload Bylaws / Memorandum of Association with Articles of Association / Executed LLC Agreement / Executed LP Agreement 请上传附有公司章程的章程/组织章程大纲/已执行的 LLC 协议/已执行的 LP 协议 * Click or drag a file to this area to upload. Accepted File Types: .pdf, .png, .jpg.Please upload Organization Chart 请上传组织结构图 * Click or drag a file to this area to upload. Accepted File Types: .pdf, .png, .jpg.Print Name of Primary Contact Person 主要联系人正楷姓名 *Signature of Primary Contact Person 主要联系人签名 *Clear SignatureSubmit